NAPFA Spring 2024 National Conference Speaker

Jim Cullen joined Financial Planners Assistance in 2013. He started his compliance career at Raymond James & Associates in their Asset Management Services division where he worked as a Compliance Advisor to their SMA Wrap Programs and earned his Series 7, 24, and 66 licenses. More recently, he served as the Senior Compliance Manager for Roosevelt Investments, a $5 billion Registered Investment Adviser whose activities include serving as Adviser to multiple mutual funds, Sub-Adviser on wire house Wrap and UMA Programs, institutional research publication, and quantitative, fundamental, and hedged investment strategies. Cullen has served as an expert panelist and has been featured in IA Weekly. He earned a BA in Political Science, with a minor in Economics, from the University of South Florida and an MBA from the University of Phoenix.