NAPFA Spring 2023 National Conference Speaker
Lori Neidel
Lori Neidel, J.D. is the founder and head of the Law Office of Lori J. Neidel, LLC, a law firm providing legal services to registered investment advisors. She also founded and heads Adviser Compliance Services, a compliance consulting firm providing outsourced compliance services to independent RIAs.
Previously, Neidel was the Chief Enforcement Counsel at the Missouri Securities Division whereby she led the Division’s staff of examiners in carrying out the Division’s examinations over broker-dealers and investment advisors. She also led numerous enforcement actions protecting Missouri investors. From 2011 until 2015, Neidel served as Vice Chair of the Board of Trustees of the Missouri State Employee Retirement System, the state of Missouri’s $9 billion public pension retirement fund.
Neidel obtained both her undergraduate degree and law degree from St. Louis University.
Previously, Neidel was the Chief Enforcement Counsel at the Missouri Securities Division whereby she led the Division’s staff of examiners in carrying out the Division’s examinations over broker-dealers and investment advisors. She also led numerous enforcement actions protecting Missouri investors. From 2011 until 2015, Neidel served as Vice Chair of the Board of Trustees of the Missouri State Employee Retirement System, the state of Missouri’s $9 billion public pension retirement fund.
Neidel obtained both her undergraduate degree and law degree from St. Louis University.
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