2022 Spring Conference Speaker

Trina L. Glass is a Shareholder and member of Stark & Stark’s Investment Management & Securities Group. Glass’s legal practice is devoted to supporting the regulatory and compliance requirements of financial institutions, specializing in securities filings, regulatory analysis, investigations, books and records requirements, regulatory inquiries and exams, risk mitigation, privacy, industry advocacy, advising on written supervisory and compliance policies, and other procedural matters related to broker-dealers, investment advisors, and investment companies. Prior to joining Stark & Stark, Glass gained extensive experience as Regulatory Compliance Counsel to a leading global clearing firm, asset management firms, and two AMLaw 200 law firms. She was responsible for tracking and managing the firms’ awareness, interpretation, advocacy, response, and implementation of changing regulation. Glass also managed a global regulatory compliance team that led efforts in designing and implementing regulatory intelligence platforms, ensuring a sufficient enterprise-wide supervisory structure and oversight program while assessing GDPR readiness and other legal and regulatory enterprise risks. Glass is currently a member of Stark & Stark's Diversity, Equity & Inclusion Committee.