NAPFA Fall 2021 National Conference Speaker

Lori Neidel is the founder and head of the Law Office of Lori J. Neidel, LLC, a law firm providing legal services to independent RIAs and the founder of Adviser Compliance Services, a compliance consulting firm providing outsourced Chief Compliance Officer (CCO) services. Lori previously was the Chief Enforcement Counsel at the Missouri Securities Division where she led the Division’s staff of examiners and investigators and brought enforcement actions for violations of the Missouri securities law. Lori served for four years as Vice Chair of the Board of Trustees of the Missouri State Employee Retirement System, the state of Missouri’s $9 billion public pension retirement fund.