2019 Spring Conference Speaker

Thomas D. Giachetti, is a shareholder at the law firm of Stark & Stark, where he chairs the Securities Practice Group. A former investment banker and NASD-registered representative, Mr. Giachetti’s practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, public and private investment companies, CPA firms and registered representatives throughout the United States. He also advises claimants and respondents in securities regulatory, arbitration and litigation matters.

Mr. Giachetti is a recognized author and commentator on investment-related legal matters and a frequent lecturer at securities industry compliance seminars, annual meetings, and educational programs throughout the country. In 2014, Mr. Giachetti was featured in Investment Advisor Magazine’s 12th Annual IA25, a selection of the 25 most influential people in the investment advisor profession. Stark & Stark is one of the oldest law firms in New Jersey, and employs more than 100 attorneys. The firm maintains offices in Princeton, Marlton, Morristown, and Yardley, as well as in Philadelphia and New York, and serves clients across the United States and Canada.