Continuity Planning for Solo Practitioners

Every year, an advisor you know is going to pass away without a succession plan or a financial plan for their family. Having a “Hit-by-a-Bus Workflow” with prioritized action steps for that exact scenario can help you create a plan to secure the future of your family and advisory firm. We’ll cover everything from notifying clients, to potentially repapering and staying compliant along the way. This session is ideal for every advisory firm owner, at any stage of growth.

Learning Objectives:

• Learn best practices to increase the client retention rate
• Identify ways to coordinate with key people to transition the business smoothly
• Discuss pro tips to navigating compliance under pressure